I e an 09 Jul 2014
SOUTHERN FINAN Paps 2 Of 2
Request
As of k19 Jul 14
Deutsthe Bat AO
SOUTHERN RNANCIAL, LLC
PS -Otebes
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO)
SOUTHERN FsEural 21-Nov2013 204Iov.2014 2541ov.2014 (1.000 CO3 C(.4 USD 101.0304000 PY SHORT EUROPEAN CALL 1010000 : 4.1? - !C:?.?
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 2541me2014 (21.00000) USD 0 FY LONG EUIONAN 0.0003 8.84621
FINANCIAL. LLC ou4hOpt
SOUTHERN FXOne8arOneT 21-Nov-2013 2041ov2014 25-Nov-2014 (21,0X10.00) USD 0 FY LONG EUROPEAN 0.0000 6,018.83
FINANCIAL. LLC ouchOpt
SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 061 USD 0 PY LONG EtPCPEAN 0.0000 4,06102
FINANCIAL. LLC ouchOpt
SOUTHERN FxEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 00) USD SHORT EIPICKAN PUT 1.3450 :305530:1
FINANCIAL. LLC
SOUTHERN ExEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR 03.800.000.00) USD LONG ELRCKAN CALL 1,3803 40.738 13
FINANCIAL. LLC
Subtotal: 2 ;93 52
Total: 2,793.52
Statement ID : 182298_20140709_20140710_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113068
CONFIDENTIAL SDNY_GM_00259252
EFTA01454741