e an 10Jul2014
SOUTHERN FINAN Pape 2 Of 2
Request 182298 r
As of 10 Jul 14
//ate
Desists Bank AO
SOUTHERN FINANCIAL, LLC
a-0_
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO)
SOUTHERN FxEurcepl 21-11o/-2013 20.11ov.2014 25.11ov.2014 (1.000 C3 CIOJ USD 101,030:000 aRY SHORT EUROPEAN CALL 1010000 ', ..5 4833.!)
FINANCIAL. LLC
SOUTHERN FXOneBanDneT 21-Nov-2013 2041ov.2014 2541ov.2014 (21.00000) USD 0 PT LONG EUROPEAN 0.0003 1045026
FINANCIAL. LLC otchOpt
SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,OXl 00) USD 0 PT LONG EUROPEAN 0.0000 7,243.49
F iNANCIAL. LLC outhOpt
SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 MI USD 0 PY LONG EtPCPEAN 0.0000 4.953 18
FINANCIAL, LLC ouchOpt
SOUTHERN FifuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 00) USD SHORT EIPCPEAN PUT 1.3450 ;16575731
FINANCIAL. LLC
SOUTHERN FiEuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 1.3803 29.88182
FINANCIAL, LLC
Subtotal: (95.7./ I!:
Total: (9,530.11)
Statement ID : 182298_20140710_20140711_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113073
CONFIDENTIAL SDNY_GM_00259257
EFTA01454745