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Deutsahe Bank AO
SOUTHERN FINANCIAL, LLC
FX • Opens
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD)
SOUTHERN ExEunal 21-Noy-2013 20-Nov-2014 25-Nov-2011 (1.00D CO3 00) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 : 4,38 -,1;7.-fi
FINANCIAL. LLC
SOUTHERN EXOneBsOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0000 9.27781
FINANCIAL. LLC otchOpt
SOUTHERN FXOnef3arOneT 21-No/-2013 20-Nov2014 25-Nov-2011 (21,0X!0.00) USD 0 JPY LONG EUROPEAN 0.0080 6,352 81
FINANCIAL. LC ouchOpt
SOUTHERN EXOneflanOneT 21-Nov-2013 20-Nov-201/ 25-Nov-2011 121.000 001 USD 0 FY LONG EURCPEAN 0.0000 4,31024
FINANCIAL. LC ouchOpl
SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2011 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EI-RCPEAN PUT 1.3150 ;39828871
FINANCIAL. LLC
SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2011 10,080,00000 EUR 813.800.080.00) USD LONG ELRCPEAN CALL 1,380D 34.928 66
FINANCIAL. LLC
Subtotal: (I 83217
Total: (1,832.17)
Statement ID : 182298_20140714_20140715_1
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113083
CONFIDENTIAL SDNY_GM_00259267
EFTA01454753