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SOUTHERN FINANCIAL, LW
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Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
3663644361 SOUTHERN ExEurcepl 21-No/.2013 20410%42014 25-Nov-2014 (1,00900009; USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 :31 19,1 %.:4!
710423459 FINANCIAL. LLC
366364435/' SOUTHERN FXOneBeeDneT 21-Ncne2013 20-W4014 25-Nov-2014 (21.00000) USD 0 PT LONG EUROPEAN 0.0003 2.81020
710423461 FINANCIAL. LLC ouchOpl
366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 2041ov.2014 25-Nov-2014 (21,0X10.601 USD 0 PT LONG EUROPEAN 0.0000 1,807.86
710423463 FiNANCIAL.LLC ouchOpl
366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG ELPCPEAN 0.0000 1,180.74
710423465 FINANCIAL, LLC ouchOpl
407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPCPEAN PUT 1.3450 (248.440331
806424249 FINANCIAL. LLC
407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seµ2014 10,000,0000D EUR 113,800,000.001 USD LONG ELRCPEAN CALL 1,380D 3.01
806424264 FINANCIAL, LLC
418822243! SOUTHERN F)EuroOpl 12-Aug-2014 12Aug.2015 14Aug.2015 75,000,030.0D USD 1462.000,000.00) CFH SHORT EUROPEAN PUT 6.160D 1261,46137(
834462396 FINANCLAL, US
Subbtat (535.294.73;
Dial (535,294.73)
Statement ID: 18229820140827201408281
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114009
CONFIDENTIAL SDNY_GM_00260193
EFTA01455303