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SOUTHERN Pdgi: 7 Of 2
" 4
Deutichs Bank AG
SOUTHERN FINANCIAL, LLC
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD)
366364436/ SOUTHERN ExEurcepl 21-Nov.2013 20.11ov.2014 25-Nov-2014 (1660 D00001 USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :≥.9 322 27I
710423459 FINANCIAL. LLC
3663644' SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25.11ov.2014 (21.000.60) USD 0 JPY LONG ELFtCPEAN 0.0000 1920.19
710423461 FINANCIAL. LLC ouchCpl
366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21,M0.00) USD 0 JPY LONG EUROPEAN 0.000D 1241.74
710423463 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN EXOneganOneT 21-Nov-2013 20.Nov.2014 254104014 (21.000 MI USD 0 Fr LONG EURCPEAN 0.0000 811.54
710423465 FINANCIAL. LLC ouchOpt
407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13.450.000 03) USD SHORT El..RCPEAN PUT 1 3450 (312.12958)
806424249 FINANCIAL. LLC
407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000000 00 EUR 03.800000.00) USD LONG EIACCIAN CALL 1,3860 0.00
0:6424264 FINANCIAL, LLC
418822243! SOUTHERN EkuroOpt 12-Aug-2014 12-Aug-2015 14-Aug-2015 75,000,CC000 USD (462.000,0W.00) Chit SHORT EUROPEAN PUT 6.1660 247,763.41)
834462396 FINANCIAL. LLC
422628547/ SOUTHERN FxEuroOpl 02-Sep2014 08.Sep-2014 10Sep2014 (10.01.7.00); EUR 13.450.000 00 USD LONG ELRCPEAN PUT 1 3450 (7,87288)
843486153 FINANCIAL. LLC
Subtotal: 003.1106)
ISetal: (603,11418)
Statement ID: 182298_20140903_20140904_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114104
CONFIDENTIAL SDNY_GM_00260288
EFTA01455379