e an coup 04 Sep 2014
SOUTHERN FINANCIAL. LLC Page 2 Of 2
Request 182298
As of 04 Sep 14
Ds/Ache WRAC'
SOUTHERN FINANCIAL. LLC
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Putt Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-Nov.2013 20-Nov-2014 254lov..2014 (1.000 CO3 00; USD 101,000000 ,PY SHORT EUROPEAN CALL 1010000 ;4.] SC, 6.0
FINANCIAL. LLC
SOUTHERN FXOnegatOneT 2 I-NI:y.2013 20-Nov-2014 2541oe2014 (21.00000) USD 0 PY LONG EUROPEAN 0.0000 1.59426
FINANCIAL. LLC ouchCpl
SOUTHERN FXOnegarOneT 21-Nov-2013 20.11ov.2014 25-Nov-2014 (21,C100 COI USD 0 SY LONG EUROPEAN 0.0000 1,020 79
FINANCIAL. LLC ouchOpt
SOUTHERN EXOneganOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 FY LONG EURCPEAN 0.0000 661.28
FINANCIAL, LLC ouchOpt
SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPICKAN PUT 1 3450 (484.32456)
FINANCIAL. LLC
SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seµ2014 10,000,000 00 EUR (13.800,000.00) USD LONG EIACCIAN CALL 1.3803 0.00
FINANCIAL, LLC
SOUTHERN FkuroOpt 12-Aug-2014 12-Aug.2015 14-Aug•2015 75,000930.00 USD (462.0000W.00) at SHORT EUROPEAN PUT 6.1600 .12(M,.%0.96)
FINANCIAL. LLC
SOUTHERN FxEuroOpl 02Sep-2014 08Sep-2014 10Sep2014 CO.D1.3:0 03; EUR 13.450000 00 USD LONG ELPCPEAN PUT 1 3450 484.324 56
FINANCIAL. LLC
Subtotal: (207 ,51326:
Islet (297,673.26)
Statement ID :
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114110
CONFIDENTIAL SDNY_GM_00260294
EFTA01455384