EFTA01455465

Account s ACCOUld Shad Name. EPSMN Symbol I CUSIP Sec. Description Quantity Position Val. Sec. Type PosRion Meld I UWE Val. I Acct. Type I Trans. Type I Last Pricey Price Date Chg. WAMU3515294 939336520 WASHINGTON MUT MTG SECS CORP 2001•RA2 MTG PASSTHRU CTF CL C-13•1 VAR RATE 6.972% 07/25/33 BE DTD 06/01/04 N/C 1,290,000 648 526.81CORPORATE BOND US0 648,526.810CASH Long 87.0130 TWTR 901841102 TWITTER INC COM 1,500 79.125.000OMMON STOCK USD 79,125.000CASH Long 52.750009/10/2014 13:05:04 ET 2.. SV143861776 81760NAN9 SERVICEMASTER CO SR NT • CUSIP FULLY EXCHANGED FROM OW CUSIP 81760NAL3 8.000% 02/15/20 EWE DTD 02/13/12 CLB 1,440,000 1,540,800.OOCORPORATE BOND USD 1,540,800.000CASH Long 107.0000 SGMO 800677106 SANGAMO BIOSCIENCES INC COM 50,000 648,500.OOCOMMON STOCK USD 648,500.000CASH Long 12.970009/10/2014 13:05:02 ET 0.81 SC 80283M101 SANTANDER CONSUMER USA HLOGS INC COM 1.000 19.160.0000MMON STOCK USD 19,160.000CASH Long 19.160009/10/2014 13:05:02 ET -0.19 Res PRT 780097713 ROYAL NC SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALLO25 ANY W/30 D NOTICE 120,000 3.010.600.00PREFERRED STOCK USD 3,040,800.000CASH Long 25.340009/10/2014 13:04:02 ET 0 02 POVA3854937 P780714AF2 PETROLEOS OE VENEZUELA NOTES SENIOR ISIN•X50460546525 5.000% 10;28/15 REG OTO 10/28/09 NC 2,500.000 2,123.125 03CORPORATE BOND USD 2,128,125.000CASH Long 85.1250 MBLY $51488117 MOBILEYE NV AMSTELVEEN ORD 5115 ISINiitil_0010831061 800 44,603.OOCOMMON STOCK USO 44,608.000CASH Long 55.760009/10/2014 13:05:03 ET -0.84 LYG4 115459 539439AG4 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIN•USS39439AG42 7.500% 09/27/88 B/E DTD 04/07/14 CLB 1,903,030 1.962,463.75CORPORATE BOND USD 1,962,468.7SOCASH Long 103.1250 1Y63818427 G4S15PP48 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES ISINIXS0717735822 9.875% 12/16/21 REG OTD 12/16/11 CL8 CLB 1,500,030 1,755.06, 3.0000RPORATE BOND USO 1,755,000.000CASH Long 117.0000 LYG.MT G5433I3BG8 LBG CAPITAL NO 1 PLC 144A ISIN*X50473106283 8.000% 09/15;88 REG DTD 12/15/09 CLB CLB 06/15;20 0100.000 1,200030 1.306,800.OOCORPORATE BOND USD 1,306,800.000CASH Long 108.9000 WM4135538 46625HHA1 )PMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER I FIXED TO FLTG RT BD 7.900% 04/29/49 BE DTD 0423/08 CLB CLB 5,000,000 5.'32.500.000ORPORATE BOND USO 5,187,500.000CASH Long 109.7500 1P144054719 48126NVE4 /I/MORGAN CHASE 8 CO MEDIUM TERM NTS CAPPED CONTINGENT BUFFERED EQUITY NTS 0.000% 10/16/11 B/E DTD 09/27/13 1,000,000 1,064,5C.O.COCORPORATE BONO USD L064,500.000CASH Lang 106.4500 /PM /662514100 )P MORGAN CHASE 8 CO COM ISINSUS16625H1005 2,903 17 STOCK USD 172,409.170CASH Long 59.390009/10/2014 13:05:04 ET 0.33 H03692321 42210PAQ5 HEADWATERS INC GTO SR NT 7.625% 04/01/19 BYE OTD 03/11/11 CIES CLB 04/01/15 9103.813 1,000000 1,052.500 COCORPOIRATE BOND US0 1,052,500.000CASH Lang 105.2500 HNT 42222G108 HEALTH NET INC COM 25,000 1,163,CO3.0000MMON STOCK USD 1,163,000.000CASH Long 46.520009/10/2014 13:05:01 ET -0.68 GM 37045V100 GENERAL MTRS CO COM 97,525 3,246,607 25COMMON STOCK US0 3,246,607.250CASH Long 33.290009/10/2014 13:05:04 ET 0 ?2 GILD 375558103 GILEAO SCIENCES INC 8.100 872.775.000OMMON STOCK USO 872,775.000CASH Long 107.750009/10/2014 13:05:02 ET 1 86 GE 3864337 3696225/46 GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125%06/12;62 B/E OTD 06/12/12 CLB CLB 06/15/22 #100.000 2,000,000 2; 345,000.0000RPORATE BOND USD 2,345,000.000CASH Long 117.2500 GE 369604103 GENERAL ELECTRIC CO COM 23,000 59J,540.000OMMON STOCK USO 597,540.000CASH Long 25.980009110.12014 13:05:03 ET 003 FMI 350465100 FOUNDATION MEDICINE INC COM 19.830 1,133,117.2000MMON STOCK USO 1.138,117.200CASH Long 22.840009/10/2014 13:04:01 ET 0 63 FS 30303M202 FACE800K INC CL A 17,500 1,357,125.0000MMON STOCK USD 1,357,125.000CASH Long 77.550009/10/2014 13:05:04 ET cula ELMK.AA 270321AC6 EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSIP FROM 270321A66 8.875%05/15/19 BE DTD 05/17/11 CLB CLB 05/15/15 1,000.000 1,020.000.00CORPORATE BOND USD 1,020,000.000CASH Long 102.0000 EIX.AA 842400FU2 SOUTHERN CALIF EDISON CO PREF SER E 6.250%02/01/22 BE DID 01/17/12 CLB CLB 02/01/22 0100.000 3.000,000 3,305.640.OOCORPORATE BOND USD 3,305,640.000CASH Long 110.1880 97717W852 WISOOMTREE TR JAPAN HEDGED EQUITY FD 60,000 3.084,600.OOCOMMON STOCK USD 3,084,600.000MARGIN Long 51.410009/10/2014 13:05:03 ET 0.81 DWGI MMFDWGI DWS GOVERNMENT CASH INSTL 20,413,989.2800 20,413.989.28MONEY FUND 20,413,989.280CASH Long 1.0000 8K 064058100 BANK OF NEW YORK MELLON CORP COM 250,000 9,760,000.0000MMON STOCK US0 9,760,000.000CASH Long 39.040009/10/2014 13:05:02 ET 025 6118 09062%103 BIOGEN IOEC INC COM 2,095 696,126.6000MMON STOCK USD 696,126.600CASH Long 332.280009/10/2014 13:05:03 ET 5.45 6053990764 06739FNK0 BARCLAYS BK PLC CONTINGENT CAP NT ISINSUS06739FHK03 7.750% 04/10/23 BE DTD 04/10/13 CLB CLB 04/10/18 0100.000 300,000 332,250.OOCORPORATE BOND USD 332,250.000CASH Long 110.7500 SA[3311881 12669DY51 COUNTRYWIDE HOME LOANS SER 03-1 CL B1 4.090% 03/25/33 BE DTD 01/30/03 N/C 1,500,000 896,613.2000RPOCLATE BOND US0 896,643.200CASH Long 85.9530 BAC.HDX 060505018 BANK AMER CORP PERP NON COMULATNE OEP 5145 FIXED TO FLOAT 8.125% 04/30/58 B/E OTD 04/30/08 CLB CLB 05/15/18 2,000,000 2,205,000.000ORPORATE BOND USO 2,205,000.000CASH Lang 110.2500 ASNA 04351G101 ASCENA RETAIL GROUP INC COM 70,500 1,199,910.000OMMON STOCK US0 1,199,910.000CASH Lang 17.020009/10/2014 13:02:04 ET 0.08 ARIA 04033A100 ARIAL, PHARMACEUTICALS INC 16,535 95,903.OOCOMMON STOCK USD 95,903.000CASH Long 5.800009/10/2014 13:05:03 FT 0.05 APO 037612306 APOLLO GLOBAL MGMT LLC CL A 5145 263,157 6,228,926.19COMMON STOCK USO 6,228,926.190CASH Long 23.670009/10/2014 13:05:03 ET 0.12 ALLY PRB 02005N308 ALLY FINL INC FIX TO FIT DIV.8.50% FREQ-QTRLY CALLABLE 9 25.00 ON A QTRLY BASIS AFTER 05/15/2016 126,600 3: 418.200.00PREFERRED STOCK USD 3,418,200.000CASH Long 27.000009/10/2014 13:03:05 ET -0.04 ALLY PM 361860208 GMAC CAP TR I GTO TR PFD SECS SER 2 CPN- 8.125% FREQ QRTLY MAN-02115/2040 CALL ANYTIME O2S W/30 DAYS BEGINS 80.000 2,132,000.00PREFERREO STOCK USO 2,132,000.000CASH Long 26.650009/10/2014 13:04:03 ET -0.04 AAPL 037833100 APPLE INC COM 164,000 16,519,720.000OMMON STOCK US0 16,519,720.000CASH Long 100.730009/10/2014 13:05:04 ET 2.74 PAL 01172015 P 20 99QADTZQO PUT 100 AMERICAN AIRLS GROUP INC COM EXP 01-17-15020.000 OPTION ROOT- AAL -1,000 -7,000.000PTION USO -7,000.000SHORT Short 0.070009/09/2014 0.00 AAL 01172015 C 20 99QADTZ)) CALL 100 AMERICAN AIRLS GROUP INC COM EXP 01.17.15920.000 OPTION ROOT- MI. 1,000 1.705, 000. 00 OPTION USD 1,705,000.000MARGIN Long 17.050009/09/2014 0.00 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0114240 CONFIDENTIAL SDNY_GM_00260424 EFTA01455465