I e an 12 Sep 2014
SOUTHERN FINAN Paps 2 Of 2
Request 182298 h.
As of 12 Sep 14
AIMS
Deutsahe Barak AO
SOUTHERN FINANCIAL, LLC
IM-Osabas
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
366364435, SOUTHERN FxEurcepl 21-Noo.2013 2041ok2014 25-Nov-2014 (1.000 COD CV, USD 101,000.000 RV SHORT EUROPEAN CALL 101 COCO :6,.1 11.0 thi
710423459 FINANCIAL. LLC
3663644M/ SOUTHERN FXOneBsiOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00060) USD 0 FY LONG EUICPEAN 0.000D 949.77
710423461 FINANCIAL. LLC ouch0p1
366364436/ SOUTHERN FXOnegarOneT 21-Nor.2013 2011tiv2014 25-Nov-2014 (21,000.00) USD 0 FY LONG EUROPEAN 0,000D 641 25
710423463 FINANCIAL. LC ouchOpt
366364436/ SOUTHERN FXOnel3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 FY LONG EtPCPEAN 0.0000 435.64
710423465 FINANCIAL.U.0 ouchOpt
418622243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462003.000 03) CM-I SHORT EIPCPEAN PUT 6.1603 ;261.63397)
8344623% FINANCIAL. LLC
Subtotal: (319.937 48,
Etat (319,907.48)
Statement ID: 18229829140912_20140915_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114361
CONFIDENTIAL SDNY_GM_00260545
EFTA01455541