I e an 17 Sep 2014
SOUTHERN FINAN Page 2 Of 2
Request 182298 h.
As of 17 Sep 14
AIMS
Debra Bat AO
SOUTHERN FINANCIAL, LLC
9:4-00444
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
3663644354 SOUTHERN FxEurcepl 21-No.42013 20-Nov-2014 25.11ov.2014 (LOCO WO Cl.44 USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 ::!ESC r.'4!
710423459 FINANCIAL. LLC
3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.000D 662.97
710423461 FINANCIAL. LLC oudlOpt
366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 2541o4014 (21.030 DOI USD 0 JPY LONG EUROPEAN 0.00DD 440.24
710423463 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN FXOneBanOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.01XI001 USD 0 FY LONG EtPCPEAN 0.0000 29459
710423465 FINANCIAL.U.0 ouchOpt
418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (4Q000.0® oo) cmi SHORT ELRCPEAN PUT 6.1600 ;220 23183)
8344623% FINANCIAL. LLC
Subtotal: (279 429 as:
Etat (279,428.88)
Statement ID: 18229829140917_20140918_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114404
CONFIDENTIAL SDNY_GM_00260588
EFTA01455571