I e an 29 Sep 2014
SOUTHERN FINAN Page 2 0(2
Request 182298 h.
As of 29 Sep 14
Deulths Bat AO
SOUTHERN FINANCIAL, LLC
PS • Oplbss
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD)
3663644361 SOUTHERN FxEurcept 21-No./.2013 20410%42014 2611ov-2014 ( TOGO CO3 Cril USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :In 2'X C6!
710423459 FINANCIAL. LLC
3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 2541ov.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 26537
710423461 FINANCIAL. LLC otchOpt
366364436/ SOUTHERN FXOne8arOneT 21-No/-2013 2011ov.2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.0000 170.93
710423463 FINANCIAL. LLC ouchOpt
366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 26004014 121.000 001 USD 0 FY LONG EtPCCEAN 0.0000 110.48
710423465 FINANCIAL.U.0 ouchOpt
418822243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) C144 SHORT ELRCPEAN PUT 6.1600 ,!83.89763)
8344623% FINANCIAL. LLC
Subtotal: (245 64":. :4):
Baal: (245.649.90)
Statement ID: 18229829140929_20140930_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114596
CONFIDENTIAL SDNY_GM_00260780
EFTA01455688