03 Oct 2014
Pap 2 Of 2
Dsubchs Bark AO
SOUTHERN FINANCIAL, LW
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO)
SOUTHERN FxEurcC,l 21.Nov.2013 20.11ov.2014 25.11ov.2014 N .003 CO0 00; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :19 80,11
:..!!
FINANCIAL. LLC
SOUTHERN FXOneastOneT 21-Nov.2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 219.19
FINANCIAL. LLC ouchOpt
SOUTHERN FXOnef3arOneT 21-Nw.2013 20.11ov.2014 25-Nos-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 146.15
FINANCIAL. LLC ouchOpt
SOUTHERN F XOneflooOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21.000 MI USD 0 FY LONG EIPCCFAN 0.0000 97.70
FINANCIAL. LLC ouchOpt
SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) aft SHORT ELRCPEAN PUT 6.1600 ,'% Ti‘58th
FINANCIAL. LLC
Subtotal: 076127 34!
1St (276,127.34)
Statement ID
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114616
CONFIDENTIAL SDNY_GM_00260800
EFTA01455703