From: Ian Hearn [
on behalf of DeAWM-WM DerivativeDocs [
Sent: 10/29/2014 5:00:47 PM
To: Amanda Kirby
CC: DeAWM-WM DerivativeDocs I I; Paul Morris ;Vahe
Stepanian
Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI
Attachments: pic28316.gif; pic08920.gif
classification: confidential
Hi Amanda,
thank you for the below. can you advise if you also have the Responsible
office document signed for both clients as both forms are required to be
compliant. thanks
Kind Regards,
DeAWM Derivative Documents Team
From: Amanda Kirby
To: Ian Hearn
• tiveDoc , Paul Morri vahe
Stepania
Date: 10/29/2014 02:10 PM
Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - client segregation Election
Notice [C]
classification: confidential
Ian,
Please see attached from the client
Best,
Amanda Kirby
(Embedded image moved to file: pic28316.gif)
Amanda Kirby
Deutsche Bank Trust Company Americas
1 n
Te
Fax
Emai
(Embedded image moved to file: pic08920.gi f)
Securities offered through Deut Securities Inc.
Forwarded by Amanda Kirby on 10/29/2014 02:09 PM
From: Darren Indyke
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115026
CONFIDENTIAL SDNY_GM_00261210
EFTA01455984