I e an 290a 2014
SOUTHERN FINAN Pap 2 Of 2
Request 182298 h.
As of 29 Oct 14
Deulths Bat AO
SOUTHERN FINANCIAL, LLC
PS • Oplbss
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
3663644361 SOUTHERN FxEurcepl 21-Nov.2013 20410%42014 25-Nov-2014 (1.003(03(ft, USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :55 CfP In
710423459 FINANCIAL. LLC
3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20Nriv.2014 2541ob2014 (21.000.%) USD 0 JPY LONG EUROPEAN 0.0003 39.37
710423461 FINANCIAL. LLC otchOpt
366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 2011ok2014 2541o4014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 19.57
710423463 FINANCIAL LLC ouchOpt
366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 061 USD 0 FY LONG EUROPEAN 0.0000 9A4
710423465 FINANCIAL.U.0 ouchOpt
418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT EIPCPEAN PUT 6.1600 t 322 875*
8344623% FINANCIAL. LLC
Subtotal: (388 chi 89:
Baal: (388,416.89)
Statement ID : 18229829141029_20141030_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115041
CONFIDENTIAL SDNY_GM_00261225
EFTA01455995