I e an 18 Nov 2014
SOUTHERN FINAN Pap 2 of 2
Request 182298 h.
As of 18 Nov 14
ate.
Deulszhe Bat AO
SOUTHERN FINANCIAL, LLC
OS • OpSoss
Settlement Not.Ccy Not.Ccy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO)
366364435, SOUTHERN ExEurcept 21-Noo.2013 20-Nov-2014 25-Nov-2014 (1.0OD COD CV, USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 .1'340i:361i
710423459 FINANCIAL. LLC
3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0000 0.00
710423461 FINANCIAL. LLC oikhOpl
366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.00DD 000
710423463 FiNANCIAL.LLC ouchOpt
366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 0.00
710423465 FINANCIAL.LLC ouchOpt
418622243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) Chit SHORT EIPCPEAN PUT 6.1600 (301,711571
8344623% FINANCIAL. LLC
Subtotal: (435)4516;
Baal: (435,745.18)
Statement ID : 1822982O141118_2O141119_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115172
CONFIDENTIAL SDNY_GM_00261356
EFTA01456088