SOUTHERN TRUST COMPANY, INC.
(and subsidiaries)
Statement of Assets, Liabilities and Shareholder's Equity
Income Tax Basis
as of November 30, 2014
ASSETS
Current assets
Cash and cash equivalents 92,024,212
Due from brokers 1,195,973
Marketable securities, at cost 7,623,151
Total current assets $ 100,843,336
Fixed Assets 212,360
Other assets
Investment in subsidiaries
Southern Financial LLC 153,441,183
Haze Trust 88,541,097
Other receivables 800,000
Other assets 43,464
Total other assets 242,825,745
TOTAL ASSETS 343,881,441
LIABILITIES AND SHAREHOLDER'S EQUITY
Current liabilities
Current liabilities $ 14,370
Total current liabilities 14,370
Shareholder's Equity
Common Stock 1,000
Additional paid in capital 38,798,643
Retained earnings 305,067,427
Total shareholder's equity 343,867,070
TOTAL LIABILITIES AND
SHAREHOLDER'S EQUITY $ 343,881,441
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115327
CONFIDENTIAL SDNY_GM_00261511
EFTA01456193