From: Vahe Stepanian
Sent: 2/19/2015 Mi mi
To: Paul Morris Amanda Kirby
CC: Daniel Sabba
Subject: FW: Margin Call from DEUTSCHE BANK AG IMI to SOUTHERN FINANCIAL LLC for USD 340,000.00 [I]
Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC xls;
II TH R FINAN IA LLC pdf; .pdf;
df
Classification: For Internal use only
Paul / Amanda - just an FYI that I believe the SFLLC margin call to be no good. We're going to hold off on reaching out to
the client until we hear back on the below.
Thanks,
Vahe
From: Andrew Xu
Sent: Thursday, February 19, 2015 2:37 PM
To: cmny.margin@db.com.; Courtney Dubbuisson; Rob Bechtold; Roddy Moore; Troy-D Williams
Cc: Vahe Stepanian
Subject: FW: Margin Call from DEUTSCHE BANK AG. to SOUTHERN FINANCIAL, LLC ■ for USD 340,000.00
[I]
Classification: For Internal use only
Hi Guys
I need your help on 2 things.
First thing is to add Vahe Stepanian and Daniel Sabba on to the email chain for this client
and remove Tazia Smith and Kevin Quinn.
Second thing is, it seems that the client is getting double charged the IM for 1 of the
trades. Highlighted below is a new IM that just popped up for this client, however I know
that for that trade the IM is getting captured in the Rules of the Road segment. Can you guys
double check to make sure the client is not getting penalized twice?
Thanks
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116076
CONFIDENTIAL SDNY_GM_00262260
EFTA01456781