From: Danya Friedman
on behalf of Amlcompliance Inquiries
Sent: 7/8/2015 8:02:01 AM
To: Amanda Kirby Cynthia Rodriguez
CC: Amlcompliance Inquiries Paul Morris ; Terri Sohrab
Man.
Subject: URGENT - SECOND REQUEST RE: Inquiry Regarding Account4 LIMMI Client: SOUTHERN FINANCIAL LLC, Case No.
126413 [I)
Importance: High
Classification: For internal use only
Good Morning:
tam writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Please
respond with a status update or answer to this inquiry as soon as possible.
Best Regards/Mit freundlichen Griillen,
PWM AML Compliance
Deutsche Bank
60 Wall St., 23 Floor
New York, NY 10005 - 2836
From: Danya Friedman On Behalf Of Amlcompliance Inquiries
Sent: Monday, June 29, 2015 2:32 PM
To: Amanda Kirby; Cynthia Rodriguez
Cc: Amlcompliance Inquiries
Subject: Inquiry Regarding Account# =, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I]
Importance: High
Classification. For internal use only
Good Afternoon:
The above referenced account has had the following recent activity. To assist in this review and further document your
supervision of this account, please provide information regarding the following transactions. Your complete response
must be received within 7 business days.
ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00 PAY TO: FT REAL ESTATE
INC.
1. What is the purpose of this transaction?
2. What is the relationship between client and payee?
3. What is the purpose/business of the payee?
Please provide any additional pertinent information.
Thank you in advance for your prompt attention to this matter.
Best Regards/Mit freundlichen GrEiRen,
PWM AML Compliance
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0117531
CONFIDENTIAL SDNY_GM_00263715
EFTA01457837