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Deutedwo Bet AG
SOUTHERN FINANCIAL, LLC
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Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date BuySell NotAmt 1 Not.Ccyl Not.Amt 2 Not.Ccy2 Rate Spread MTM(USD)
C7970754M SOUTHERN CREDIT BRASOV 13-Jan-2015 14-Jan-2015 20-Mai-2u SELL 10 003 000 00 USO 10 OCO 000 00 is:, 10000 305 (8: 8,8 A'li
FINANCIAL. LLC DERNAT rVE-
DEFSWAP
Subtotal i5f?&:',I:F.",
101Y • °Peon
db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Quantity Strike Price Spot Pnce Implied Volatility Fair Price MTM(USD)
11‘1.618753 SOUTHERN Lt1_6187538U CALL 18-Dec-2015 :4,166.0:03: USD (4.166,0(0) 10000 (71 801 fli
Fit/WWI. LLC
Ny.618176 SOUTI-ERN TWTR N CALL 27.Jan.2016 3.896,62000 Lisp 100.000 389662 15424842
FINANORL.LLC
Subtotal: 82 LI, ..)•:::,
FX • °Phone
Settlement Not.Ccy Not.Ccy
DealGrouplD Counterparty Trade Type Trade Date Maturity Date Date Not Mit 1 I NotAmt 2 2 Long/ Short °peon Style Putt Call Strike Price MTM(USD)
497117498/ SOUTHERN F)EurcOpl 0244.2015 04-Jan-2016 OS.Jan-2016 50,000030 CO EUR (52003.000 DO) LSD SHORT EUROPEAN PUT 1.0400 (289:14266)
1037233558 FINANCIAL, LLC
497117496/ SOUTHERN FkuroOpI 02.41.2015 04-Jan-2016 0S-Jan-2016 50,000,00000 EUR (58200,C(0.00) USD LONG ELRCPEAN CALL 1.1640 615,6V 98
1037233550 FINANCIAL. LLC
497126993/ SOUTHERN FxEurcCp1 02-Jul-2015 04-Jan-2016 06-Jan-2016 25,000,030 03 EUR (25.25010 00) LSO SHORT ELRCPEAN PUT 10500 (176.8051%)
1037255502 FINANCIAL. LLC
497126993/ SOUTHERN F)EuroOpl 02-Jul-2015 04-Jan.2016 06-Jan-2016 25.00000000 EUR (28.912.50000) LSD LONG ELRCPEAN CALL 1.1565 364,443E6
1037255503 FINANCIAL LLC
Subtotal: 514,118.32
Statement ID : 182298 29150827 20150828 1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet
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CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 118000
CONFIDENTIAL SDNY_GM_00264184
EFTA01458192