Classification: For Internal use only
Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing
so. Is there an alternative you have in mind?
Thank you,
Vahe
From: Paul Morris
Sent: Wednesday, October 07, 2015 12:55 PM
To: Vahe Stepanian; .1j Litchford
Cc: Ariane Dwyer
Subject: RE: SFL and Gratitude America Ltd [C]
Vahe do we really need a full KCP account for this?
---Original Message---
From: Vahe Stepanian
Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time
To: Jj Litchford
Cc: Ariane Dwyer; Paul Morris
Subject: FW: SFL and Gratitude America Ltd [C]
Classification: Confidential
JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold
the GILD stock.
Can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity?
We would like to take a look before we send Rich a list of documentation required to open the new acct.
Thank you,
Vahe
—Original Message---
From: Vahe Stepanian
Sent: Tuesday, October 06, 2015 9:07 AM
To: Richard Kahn': Jj Litchford
Cc: Darren Indyke; Jeanne Brennan; Ariane Dwyer
Subject: RE: SFL and Gratitude America Ltd [C]
Classification: Confidential
Rich - adding Ari. We'll take a look this morning and be back to you.
That,
Vahe
---Original Message---
From: Richard Kahn ['TIMM
Sent: Tuesday, October 06, 2015 9:01 AM
To: Jj Litchford; Vahe Stepanian
Cc: Darren Indyke; Jeanne Brennan
Subject: re: SFL and Gratitude America Ltd
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118469
CONFIDENTIAL SDNY GM_00264653
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