Unfortunately, the code in dbforce exempting high risk clients with only deposit accounts under $250K from the
ACU when it should not be—the code will be fixed ASAP, but in the meanwhile, while the ACUs listed below
don't appear as overdue, they must be completed by year end.
Customer Name Customer # Relationship Primary Officer ACU Completed Date '
Butterfly Trust 00000486426 SOUTHERN IPaul Morris
FINANCIAL
RELATIONSHIP
I The 2007 Jeffrey E. 00000487199 SOUTHERN Paul Morris 1
i Epstein Insurance FINANCIAL
Trust #3 RELATIONSHIP
New York Strategy 00000487215 SOUTHERN Paul Morris
Group, LLC FINANCIAL
RELATIONSHIP
Plan D, LLC 00000487219 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
HBRK Associates, Inc 00000487223 SOUTHERN Paul Morris I
FINANCIAL
RELATIONSHIP
Hyperion Air, LLC 00000487225 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
--1
JEGE, Inc 00000487244 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
i Neptune, LLC 00000487264 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
00000489505 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
Zorro Development 00000492732 SOUTHERN I Paul Morris
Corp. FINANCIAL
RELATIONSHIP
Gratitude America 00000499760 SOUTHERN Paul Morris
FINANCIAL
RELATIONSHIP
Please let me know if you have any questions and please let me know when this has been completed.
Best,
Armen
Armen Brash
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 118790
CONFIDENTIAL SDNY_GM_00264974
EFTA01458733