20Jan 2016
Page 2 Of 3
Dwindle Bark AG
db Ticket Counterparty Ref. Entity Put/ Call Expiry Date NotAmt Not.Ccy Quantity Strike Price Spot Price Implied Volatility Fair Price MTM(USD)
NY•618176 SOUTHERN TLVTR N CALL 27Jan-2016 389662000 use 100 000 389662 166900 136 6374 0 000 348
FINANCIAL. LLC
Subtotal: 348
FX • Spat
Not.Ccy NotCcy
DealGroupID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 1 Not.Arnt 2 2 DBPays DBReceives BuySell MTM(USD)
5250355531 SOUTHERN FXSpol 18-Jan-20I6 20-aan2016 20-Jan•2016 1,117,346.346 JPY (11,540.4:0.0W0 KRW DB_Pays_JPYDB_Receives_ BUY ( .740 74)
1152041897 FINANCLAL.LLC KRW
541138357/ SOUTHERN FXSpol 184an-2016 20-Jan-2016 20-Jan-2016 ( l r 7'346 345) JPY 11.540.400.00000 KRW DB Pays_JPYDB_Recerves_ SELL 85.740 74
1152067540 FINANCLAL, LLC KRW
Subtotal:
FX -Conant
NotCcy Not.Ccy
DealGroupID Counterparty Trade Type Trade Date Maturity Date Settlement Date Not.Amt 1 1 Not.Amt 2 2 DBPays DBReceNes BuySell MTM(USD)
541152780/ SOUTHERN FXFcrivard 15.Jan,2016 20•Jan•2016 20-Jan-2016 ;&93,2±0 401 USD 104,723,895 JPY SELL (4 322 14)
1151341035 FINANCIAL. LLC
Subtotal:
BONY-Swap Hybrid
db Ticket Counterpart' Ref. Entity Put/ Call Expiry Date Not Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD)
612676 SOUTHERN TVvTR N 01-Feb.2016 ,..0.1:(;) USO 22 5300 5eo 4a9 33
FINANCIAL LLC
Subtotal: 585 469 33
Statement ID: 182298_29160119_20160120_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119758
CONFIDENTIAL SDNY_GM_00265942
EFTA01459393