SOUTHERN TRUST COMPANY, INC.
(and subsidiaries)
Statement of Assets, Liabilities and Shareholder's Equity
Income Tax Basis
as of March 31, 2016
ASSETS
Current Assets
Cash and cash equivalents $ 85,284,959
Due from brokers 13,176,651
Marketable securities, at cost 24,734,567
Total Current Assets $ 123,196,177
Fixed Assets 476,422
Investment Partnerships, tax basis 10,075,459
Investment In Subsidiaries
Southern Financial LLC $ 167,453,726
Haze Trust 60,931,002 228,384,728
Other Assets 4,514,943
TOTAL ASSETS $ 366,647,730
LIABILITIES AND SHAREHOLDER'S EQUITY
Current Liabilities
Current liabilities 6,747
Total Current Liabilities $ 6,747
Shareholder's Equity
Common Stock 1,000
Additional paid in capital 38,796,643
Retained earnings 327,841,340
Total Shareholder's Equity 366,640,963
TOTAL LIABILITIES AND
SHAREHOLDER'S EQUITY 366,647,730
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121414
CONFIDENTIAL SDNY_GM_00267598
EFTA01460287