From: Joshua Shoshan
Sent: 1/21/2014 4:00:42 PM
To: Joshua Shoshan
CC: Caroline Kitidis Chip Packard ; Haig Ariyan
Michael laquinta Tazia Smith
Subject: Re: Fw: KCP 101: Santander IPO (I)
Attachments: pic08281.gif; pic12339.gif; pit31107.gif; pic2S062.gif
Classification: For internal use only
Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get
a 50bps allocation off the top of the wealth management allocation. Is that
agreeable to you? Best regards, --Josh
Joshua shoshan
Director
Deutsche Bank Securities Inc.
Private wealth Management - Americas
Private client services
345 Park Ave, 26th Floor
New York, NY 10154
Office 212 454 4433
Cell
E-Fax
From: Joshua Shoshan/db/dbcom
To: Caroline Kitidis/db/dbcom,
Cc: Chip Packard/db/dbcorm&OBAmeri cas, Haig Ari yan/db/dbcom&OBAme ri cas Tazia Smi th/db/dbcom,
Michael
Iaqui nta/db/dbcom
Date: 01/21/2014 02:16 PM
Subject: Re: Fw: KCP IOI: Santander IPO [I]
Classification: For internal use only
Tazia, please feel free to chime in on how many shares of an allocation Mr.
Epstein would be reasonably satisfied to receive. Re his 150k indication, the
entire division may get perhaps 500k shares (DB has junior economics). Best
regards, --Josh
Joshua shoshan
Director
Deutsche Bank Securities Inc.
Private wealth management - Americas
Private Client services
345 Park Ave, 26th Floor
New York, NY 10154
Office 212 454 4433
Cell
E-Fax 646 808 3499
From: Caroline Kitidis/db/dbcom
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121961
CONFIDENTIAL SDNY_GM_00268145
EFTA01460595