Date: 01/10/2014 05:14 PM
Subject: Trade Report - 1/10/2014 [C]
Classification: Confidential
Jeffrey,
Thank you again for your time this morning. we look forward to hearing your
thoughts about the existing positions and following up next week with
additional trade ideas.
Per our conversation, today you executed the following:
S 1.4mm GE 5.25% fixed-float at 94 1/16
• 750k JPM 6% fixed to float at 96 5/8
• 20k Bombardier at 4.0828 USD
Redeemed -S2.2mm of )P Morgan Value Advantage Mutual fund (JVAIX) - will
follow up with final NAV on Monday
Have a great weekend.
Thank you,
Vahe
(Embedded image moved to file: pic28688.gif)
Vahe Stepanian
Associate I wealth Investment Coverage
Deutsche Bank Securities Inc.
1111111nt
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123175
CONFIDENTIAL SDNY_GM_00269359
EFTA01461249