Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account# 42952771,
Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I]
From: Amlcompliance Inquiries <amlcompliance.inquiries@db.com>
Date: Wed, 08 Jul 2015 08:02:01 -0400
To: Amanda Kirby a>
Cynthia Rodriguez <cynthia.rodriguez@db.com>
Cc: Amlcompliance Inquiries <amlcompliance.inquiries@db.com>,
Paul Morris <I >,
Terri Sohrab <terri.sohrab@db.com>
Classification: For internal use only
Good Morning:
I am writing to follow up on the inquiry below. Please note the 7-day
deadline for a response has passed. Please respond with a status update or
answer to this inquiry as soon as possible.
Best Regards/Mit freundlichen GrOgen,
PWM AML Compliance
Deutsche Bank
60 Wall St., 23 Floor
New York, NY 10005 - 2836
pwm.amlcompliance@db.com
Fax: 646-259-3255
From: Danya Friedman On Behalf Of Amlcompliance Inquiries
Sent: Monday, June 29, 2015 2:32 PM
To: Amanda Kirby; Cynthia Rodriguez
Cc: Amlcompliance Inquiries
Subject: Inquiry Regarding Account# 42952771, Client: SOUTHERN FINANCIAL
LLC, Case No. 126413 [I]
Importance: High
Classification: For internal use only
Good Afternoon:
The above referenced account has had the following recent activity. To
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assist in this review and further document your supervision of this account,
please provide information regarding the following transactions. Your
complete response must be received within 7 business days.
ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00
PAY TO: FT REAL ESTATE INC.
1. What is the purpose of this transaction?
2. What is the relationship between client and payee?
3. What is the purpose/business of the payee?
Please provide any additional pertinent information.
Thank you in advance for your prompt attention to this matter.
Best Regards/Mit freundlichen GrOgen,
PWM AML Compliance
Deutsche Bank
PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY
OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY
OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO
THE APPROPRIATE PARTY.
Do not forward this e-mail or any attachment directly to the client.
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