Subject: Trade Report 8/6/2015 [C]
From: Vahe Stepanian ezz >
Date: Thu, 06 Aug 2015 15:01:16 -0400
To: Darren Indyke
Cc: Daniel Sabba
Richard Kahn
Paul Morris <
Ariane Dwyer
Classification: Confidential
Darren — today Southern Financial executed the following:
Bought 3mm C Preferred Q (CUSIP: 1729673Z5) @ 100.00
Please let us know if you have questions.
Thank you,
Vahe
From: Vahe Stepanian
Sent: Thursday, August 06, 2015 2:51 PM
To: 'Darren Indyke'
Cc: Daniel Sabba; 'Richard Kahn'; Paul Morris; Ariane Dwyer
Subject: RE: Citi Preferred [C]
Thanks Darren. We'll be back if/when filled.
Vahe Stepanian
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobil
EFTA01474196
Email:
Original Message
From: Daniel Sabba
Sent: Thursday, August 06, 2015 02:33 PM Eastern Standard Time
To: Vahe Stepanian
Subject: FW: Citi Preferred [C]
Original Message
From: Darren Indyke [
Sent: Thursday, August 06, 2015 02:17 PM Eastern Standard Time
To: Daniel Sabba
Subject: Re: Citi Preferred [C]
Confirmed
Sent from my iPhone
On Aug 6, 2015, at 2:03 PM, Daniel Sabba < > wrote:
Darren - please confirm a $3,000,000 order to purchase Citi Preferred 0 @
100.00.
Original Message
From: Richard Kahn [
Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time
To: Vahe Stepanian
Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke
Subject: Re: Citi Preferred [C]
please work $3,000,000 order at 100.00 for Citi Preferred 0
please email or call Darren if you need to confirm
thank you
Richard Kahn
EFTA01474197
On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote:
Classification: Confidential
Per our conversation:
<image001.jpg>
From: Vahe Stepanian
Sent: Thursday, August 06, 2015 12:13 PM
To: 'Richard Kahn'; Paul Morris
Cc: Daniel Sabba; Ariane Dwyer; Amanda Kirby
Subject: RE: Citi Preferred [C]
Classification: Confidential
Rich - I checked in with our traders. We believe that you're referring to
the pref that I've detailed in the Bloomberg screenshot below.
Assuming this is the case, an indicative offer on $2-3mm is 100.125.
EFTA01474198
Should Southern Financial wish to purchase, it would be helpful to have a
firm level to work today.
I will follow up with a phone call.
Thank you,
Vahe
<image002.jpq>
*Used with permission of Bloomberg Finance LP
Original Message
From: Richard Kahn [mailto:
Sent: Thursday, August 06, 2015 11:54 AM
To: Paul Morris
Cc: Vahe Stepanian; Daniel Sabba
Subject: Citi Preferred
Paul just left you a message for your via Amanda
Can you please obtain a quote for Jeffrey on the following preferred:
Citibank (i believe it was issued yesterday) Pays a fixed 5.95% coupon for 5
yrs and then floats at L +409.50bps
Quantity: TBD (assume 2-3mm)
Thank you
EFTA01474199
Richard Kahn
HBRK Associates Inc.
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