Subject: RE: rev discrepancy [C]
From: Jj Litchford <jj.litchford@db.com>
Date: Tue, 01 Dec 2015 12:45:15 -0500
To: Morgan Byrd
Andrew Gallivan
Cc: Paul Morris
Stewart Oldfield
Classification: Confidential
Hi Morgan--
I wanted to revisit this and make sure we are all on the same page that
business booked under Ed will not be showing as assets or revenue for Paul
and Stew. Attached is this sheet with the accounts that were booked under Ed
Finley (who left in August) but are still showing as of the October GMIS
report.
Relationships: Boies, Ellin, New Apostolic Church. See my notes attached.
Please confirm what else you need from us in order for these not to count as
negative NNA.
Thank you,
33
{cid:image001.gif@OlD02B3A.F8AC3FC0}
JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York. New York 10154
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EFTA01475807
From: Morgan Byrd
Sent: Friday, October 23, 2015 8:33 AM
To: Jj Litchford; Andrew Gallivan
Subject: RE: rev discrepancy [C]
Classification: Confidential
33,
According to the report I sent you yesterday there is -$344,824.48 in NNA
for this account. I'm not sure where the -433 number is coming from. I've
attached the report again with the rest of your line items hidden.
Thank you,
{cid:image001.gif@OlCE271E.01610240}
Morgan Byrd
Associate
Deutsche Bank Trust Company, National Association
Deutsche Asset & Wealth Management
5022 Gate Pkwy #400
Jacksonville. FL 32256
Securities offered through Deutsche Bank Securities Inc.
fcid:image002.gif@OlCE271E.016102401
EFTA01475808
From: Jj Litchford
Sent: Thursday, October 22, 2015 12:00 PM
To: Andrew Gallivan
Cc: Morgan Byrd
Subject: rev discrepancy [I]
Classification: For internal use only
As discussed, Howard Ellin shows as NNA of -433k but his NNA is exactly
+5,000,000 (in a discretionary equity IA portfolio). The account is 451305.
Morgan—the oddity here is that -433K is almost the exact amount his account
was down market value wise which obviously should never be considered NNA.
{cid:image001.gif@01D02B3A.F8AC3FC0}
JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York. New York 10154
{cid:image002.gif@01D02B3A.F8AC3FC0}
EFTA01475809