EPSTEIN JEFFREY E
contact mrormation Tor earn entit name(' moon me client nierarcny iaoie•
Associated Entity Date of Birth Goverment issued Tax ID # Citizenship
1.0 Obtained
EMMCAC, LLC .
Do any of the above entities require a joint SPN? r Yes (2 No
Select Yes, if multiple entities will share the same account (OMNI, CASII or Olympic)
C' Yes IC No
Does the DDR have Multiple Owners?
Name Goverment issued Tax ID # Date of Birth
I.D Obtained
Attention Address Line 1 Address Line 2 City
State Zip Province Country
Citizenship
Approval Information
Public/High Profile Figure No
High Risk Jurisdiction No
High Risk Business No
Is this a Foreign Bank? No
"Foreign Bank" as defined in the USA
PATRIOT Act.
Banker: Mary Rieth/)PMCHASE
LE/OU: 99/31167
Senior Manager: Tad C Smith
Annual / Periodic Review Information
Annual/Periodic Review 36 months
Due in:
Temporary Waiver Information
Waiver Status: Waiver Complete - DDR Pending
Reason for Waiver: Security Services Is still performing the client background check.
Waiver Requested By: Doreen X Hewitt-Dunn
Date of Waiver Request: 07/12/2004
Approver for Waiver: David M Tarrio
Waiver Approved On: 07/12/2004
Banker Approval Information
Confidential Treatment Requested by JPM-SDNY-00002605
JPMorgan Chase
CONFIDENTIAL SDNY_GM_00271803
EFTA01480444