J.P. Morgan
For the Period 3/I/I0 to 3/31/10
00000,32412000M00001.BELLE1820,00402
Client News
HARRY BELLER
C/O HBRK ASSOCIATES J.P. Morgan Securities Inc. (JPMSI) Net Capital and
301 E 66TH ST APT 10F Net Capital Requirements: At December 31, 2009.
NEW YORK, NY 100656216 JPMSI's net capital of $7.4 billion exceeded the minimum
regulatory net capital requirement of $500 million by
$6.9 billion. The J.P. Morgan Seeunites Inc. December
31.2009 audited Statement of Financial Condition may
be obtained, at no cost, by accessing the following
JPMorgan Chase & Co. Web site address:
httplinvestor.shareholder.comipmorganchasedinancial-
condition.cfm Additionally, you may call the following toll
free phone number to request a hard copy of the
Consolidated Summary statement: 1-866-576-130D
Acommt Beginning Net Ending Net Change Start on
Number Market Value Market Value In Value Page
Investment Accountls
FINANCIAL TRUST COMPANY INC vessamoil 0.00 75,092,422.71 75,092,422.71 2
FINANCIAL TRUST COMPANY RC MOON& 0.00 0.00 0.00 26
Total Value $0.00 $76,092,422.71 $76,092,422.71
This consolidated summary is provided for informational purposes and includes assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). The Asset Account
Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSr), see "Portfolio Activity Detail".
Equity securities, foxed income securities, and listed options transactions are generally cleared through JPMorgan Clearing
Corporation ("JPMCC"), a wholly owned subsidiary of JPMSI. Please see "Additional Information About Your Accounts" at the end
of the Asset Account Statement.
(2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMSI. see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
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Confidential Treatment Requested by JPMorgan JPM-SDNY-00010200
Chase
CONFIDENTIAL SDNY_GM_00279398
EFTA01488523