J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 4/1/10 to 4/30/10
Estimated
Trade Settlement Per Unit Realized
Date Date Type Description Quantity Amount Proceeds Tax Cost Gain/Loss
Pending Sales, Maturities, Redemptions
4/28 5/3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.32 233,126.99 (235.600.00) (2,473.01) S
4/29 5/4 Sale KANSAS CITY SOUTHERN INDUSTRIES INC (2000.000) 40.056 80,010.64 (78,000.00) 2,010.64 S
4/29 5/4 Sale SYNOVUS FINANCIAL CORP (100,000.000) 3.06 300,994.82 (275,000.00) 25,994.82 S
4/30 5/5 Sale PM NATURAL GAS STORAGE LP (3.500.000) 23.298 81,368.09 (75,250 00) 6,118.09 S
Total Pending Sales, Maturities. Redemptions $885,500.54 ($663,850.00) $31,850.64 S
Estimated
Trade Settlement Per Unit
Dale Dale Type Description Quantity Amount Market Cost
Pending Securities Purchased
4/27 53 Purchase APOLLO INVESTMENT CORP 19,000.000 12.40 (235.600.00)
4/28 5/4 Purchase KANSAS CITY SOUTHERN INDUSTRIES INC 2,000.000 39.00 (78,000.00)
4/28 5/4 Purchase SYNOVUS FINANCIAL CORP 100,000.000 2.75 (275,000.00)
4/29 5/5 Purchase PM NATURAL GAS STORAGE LP 3.500.000 21.50 (75,250.00)
4/29 5/4 V*fte Option XPD PUT OPTION (10,000.000) 140,000.00
USD CALL OPTION STRIKE 525
EXPIRES 06(02/2010
Total Pending Securities Purchased (8623,880.00)
Account W23560001 Page 35 of 43
Page 36 of 49
Confidential Treatment Requested by JPMorgan JPM-SDNY-00010300
Chase
CONFIDENTIAL SDNY_GM_00279498
EFTA01488620