J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 8/1/10 to 8/31/10
Trade Settlement Per Unit Reatzed
Date Date Type Description Quantity Amount Proceeds Tax Cost Galatoss
Settled Sales/Maturities/Redemptions
8/17 &20 Sale AMERICAN CAMPUS COMMUNMES INC (2.000.000) 27.60 55,199.06 (54,000.00) 1,199.06 S
27.65 55,300.00
BROKERAGE 100.00
TAX 8/OR SEC .94
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/17/10
8/18 8/23 Sale PENNANTPARK INVESTMENT CORP (4,000.000) 10.09 40,359.31 (40,600.00) (240.69) S
(a 10.14 40,560.00
BROKERAGE 200.00
TAX 8/OR SEC .69
J.P. MORGAN SECURITIES INC.
TRADE DATE 08/18/10
8/24 8/26 Option Buybedc 1 RECEIVER SWAPTION CALL 1.000 2,285,000.00 (2,285,000.00) 1,103,500.00 (1,181,500.00) S
10,000,000 INTEREST RATE SWAP
STRIKE 4.35% S 30/360 VS 3ML
EXP DATE 06/31/2010 DEAL 5167546
BUY BACK OTC CALL
SWAPTION UNWIND - REF # 5167546
TRADE DATE 082410
Total Settled Sales/Maturities/Redemptions 58.902.465.88 (510.233.200.00) (51.330.734.12) S
Account Page 30 of 42
Page 34 of 56
Confidential Treatment Requested by JPMorgan JPM-SDNY-00013879
Chase
CONFIDENTIAL SDNY_GM_00283077
EFTA01491615