J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT. W23560001
For the Period 11/1/10 to 11/30/10
Trade Settlement Per Unit Reakzed
Date Date Type Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/PAaturities/Redemptions
11/11 11118 Sale SUNSTONE HOTEL INVESTORSM/D (5.500.000) 9.852 54,184.89 (58,375.00) (2,190.31) S
Q 9.90193 54,460.62
BROKERAGE 275.00
TAX 8/OR SEC .93
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/11/10
11110 11117 Sale NOAH HOLDINGS LTD SPON ADS (2,000.000) 15.902 31,803.96 (24,000.00) 7,803.96 S
(a 15.95225 31,904.50
BROKERAGE 100.00
TAX 8/OR SEC .54
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/10/10
11/11 11/17 Sale APPROACH RESOURCES INC (3,500.000) 17.91 82,884.91 (58,875.00) 5,809.91 S
Q 17.96028 62,860.98
BROKERAGE 175.00
TAX 8/OR SEC 1.07
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/11/10
11/11 11/17 Sale BLACK HILLS CORP (7,000.000) 30.157 211,102.42 (208,250.00) 2,852.42 S
Q 30.208 211,456.00
BROKERAGE 350.00
TAX 8/OR SEC 3.58
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/11/10
11/11 11/17 Sale WATSON PHARMACEUTICALS INC (2.000.000) 50.176 103,352.92 (99,500.00) 852.92 S
Q 50.22731 100,454.62
BROKERAGE 100.00
TAX 8/OR SEC 1.70
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/11/10
Account W23560001 Page 26 of 41
Page 30 of 57
Confidential Treatment Requested by JPMorgan JPM-SDNY-00014157
Chase
CONFIDENTIAL SDNY_GM_00283355
EFTA01491851