FINANCIAL TRUST COMPANY INC ACCT.
For the Period 6/I/I I to WWI I
Trade Date Type Per Unit Rested
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
6115 Sale COMPRESSCO PARTNERS LP 0 19.343 38,686.00 (2,000.000) 19.293 38,585.25 (40,000.00) (1,414.75) S
6/20 FIFO BROKERAGE 100.00 TAX 8/OR SEC .75 J.P. MORGAN
SECURITIES LLC (ID: 20467A-10-1)
6/15 Sale JPM CHASE CAPITAL XXIX 8.7% PFD 0 25.65 (200,000.000) 25.62 5,123,901.50 (4,990,000.00) 133,901.50 I.
6/20 FIFO 5,130,000.00 BROKERAGE 6,000.00 TAX 8/OR SEC
96.50 J.P. MORGAN SECURITIES LLC
(ID: 48125E-20-7)
6/15 Sale JPM CHASE CAPITAL XXIX 6.7% PFD 0 25.50 (100,000.000) 25.47 2,546,951.04 (2,496,000.00) 51.951.04 L
6/20 FIFO 2,550,000.00 BROKERAGE 3,000.00 TAX 8./OR SEC
48.96 J.P. MORGAN SECURITIES LLC
(ID: 48125E-20-7)
6/15 Sale JPM CHASE CAPITAL XXIX 6.7% PFD 0 25.50 (100,000.000) 25.47 2,548,951.04 (2,495,000.00) 51,951.04 L
6/20 FIFO 2,550,000.00 BROKERAGE 3,000.00 TAX 8/OR SEC
48.96 J.P. MORGAN SECURITIES LLC
(ID: 48125E-20-7)
8/15 Sale PANDORA MEDIA INC 0 21.77343 17,418/4 (800.000) 21.648 17,318.40 (12,800.00) 4,518.40 S
6/21 FIFO BROKERAGE 100.00 TAX 8/OR SEC .34 J.P. MORGAN
SECURITIES LLC (ID: 698354-10-7)
6/16 Sale AVEO PHARMACEUTICALS INC (j 17.565 70,260.00 (4,000.000) 17.515 70,058.65 (70.000.00) 58.65 S
Sal FIFO BROKERAGE 200.00 TAX 8/OR SEC 1.35 J.P. MORGAN
SECURITIES LLC (ID: 053588-104)
6/17 Sale BANKRATE INC 0 14.04757 46,356.98 BROKERAGE (3,300.000) 13.997 46,191.08 (49.500.00) (3.308 92) S
6/22 FIFO 185.00 TAX 8/OR SEC .90 J.P. MORGAN SECURITIES
LLC (ID: 06647F-10-2)
6/22 Sale VANGUARD HEALTH SYSTEMS INC e 18.2898 91,449.00 (5,000.000) 18.239 91,197.24 (90,000.00) 1.197 24 S
6/27 FIFO BROKERAGE 250.00 TAX 8/OR SEC 1.76 J.P. MORGAN
SECURITIES LLC (ID: 922038-20-7)
JP Morgan Account Page 21 of 25 Page 24 of 33
Confidential Treatment Requested by JPMorgan JPM-SDNY-00014890
Chase
CONFIDENTIAL SDNY_GM_00284088
EFTA01492258