SOUTHERN FINANCIAL LLC ACCT.
For the Period 10/1/13 to 10/31/13
Notes: • Transaction Market Value is representative of the pnor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
10118 Free Delivery JPM TR I LATIN AMERICA FD - SEL FUND 3815 (49,504.950) (940,594.05)
PERSHING 8 COMPANY TRADE DATE 10/18/13 CLIENT 1,000,000.00
REF 105664157 (ID: 4812A3-4743)
Total Securities Transferred Out (648,239,600.63)
TRADE ACTIVITY
Trade Date Type Per Unk Realized
Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss
Settled Sales/Maturities/Redemptions
10/17 Sale JPM TR I PRIME MM FD - INSTL FUND 829 C 1.00 (199,036.620) 1.00 199,038.82 (199,036.62)
10/17 High Cost (ID: 4812A2-60-3)
JP Morgan Account Page 13 of 16 Consolidated Statement Page 47
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023570
Chase
CONFIDENTIAL SDNY_GM_00292768
EFTA01499768