EFTA01499827

For the Period 12/1/13 to 12/31/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page 2013 Year-End Tax 1099's Investment Account(s) You will be able to view your 2013 Form 1099 online beginning February 21. 2014. Unless you have selected SOUTHERN FINANCIAL LLC W918500031 28,401,730.79 10,288,491.18 (18,115,239.81) 4 edelivery. you should expect to receive them via mail SOUTHERN FINANCIAL LLC W918506051 0.00 0.00 0.00 20 shortly thereafter. You may contact your J.P. Morgan Total Value 329,401,730.79 810,288,491.19 (318,118239.81) Team with any questions. ThIs account summary is provided for informational purposes and includes assets at different entities. Important information regarding the Dodd-Frank Wall Street Reform and Consumer Protection Act (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- The Dodd-Frank Act has introduced certain measures listed options. which are held at JPMorgan Clearing Corporation (JPMCC"). The Asset Account Statement reflects brokerage giving clients the ability to hold the initial margin on their transactions executed through J.P. Morgan Securities LW (JPMS"). see "Portfolio Activity Detail". Equity securities. fixed income securities, and hated options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see derivatives trades with third-party custodians. With that in "Additional Information About Your Accounts" at the end of the Asset Account Statement. mind, this note is to Inform you that you can opt to have the collateral you supply to margin, guarantee or secure Please see disclosures located at the end of this statement package fix Important information relating to each J.P.Morgan account(s). obligations for any relevant OTC or FX transaction made on or after January 1, 2013, held at a third-party custodian. No action is required at this time. If you have any questions, please don't hesitate to contact your J.P. Morgan representative. 0000000002 IS 0 IS RRRRR SOL/THAN2014013f Consolidated Statement Page 1 JP Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00023636 Chase CONFIDENTIAL SDNY_GM_00292834 EFTA01499827