SOUTHERN FINANCIAL LLC ACCT.
For the Period 4/1/13 to 4/30/13
Type Quantity
Settle Date Selection Method Description Cost Amount
Withdrawals
4/11 Misc Disbursement TRANSFERRED BY WIRE TO JPMORGAN CHASE BANK FAO (15,000.00)
SOUTHERN FINANCIAL LLC AS REQUESTED
TRADE ACTIVITY
Note. S indicates Short Term Realized Gain Loss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss
Settled Sales/Maturities/Redemptions
4/17 Sale MFA FINANCIAL INC PFD 7.5% • 25.10 803,200.00 (32,000.000) 25.059 801,902.00 (800,000.00) I 902 00 S
4/22 High Cost BROKERAGE 1,280.00 TAX 8/OR SEC 18.00 J.P.
MORGAN SECURES LLC (ID: 55272X-40-9)
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4/8 Purchase MFA FINANCIAL INC PFD 7.5%@ 25.00 J.P. MORGAN 32,000.000 25.00 (800,000.00)
4/15 SECURITIES LLC (ID: 55272X-40-9)
JP Morgan Account Page 10 0110 Consolidated Statement Page 13
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023771
Chase
CONFIDENTIAL SDNY_GM_00292969
EFTA01499928