JPMorgan Chase Bank, N.A. SOUTHERN TRUST COMPANY, INC ACCT.
270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/I3 to 9130/13
Asset Account
J.P. Morgan Team Table of Content, Page Client News
J.P. Morgan Securities LLC's (JPMS LLC) and
VVIlliam Sheridan Banker Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital
Justin Nelson Banker Holdings and Net Capital Requirements
Paul Barrett Investment Specialist Equity 4 At June 30. 2013, JPMS LLC's net capital of 513.8 billion
Janet Young Client Service Team Cash 8 Fixed Income 5 exceeded the minimum regulatory net capital
Gina Magliocco Client Service Team Portfolio Activity 11 requirement of 51.8 billion by 512.0 billion. JPMCC's net
Jason Grosse Client Service Team capital of $6.7 billion was approximately 7.9% of
Online access ynvw.jpmorganonline.eom aggregate debit items and exceeded the minimum
regulatory net capital requirement of $1.7 billion by $5.0
billion.
Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). Complete copies of the JPMS LLC's and JPMCC%
individual unaudited Statement of Financial Condition
may be obtained, at no cost, by accessing:
http://investor.shareholdercomipmorganchasertinancial-
condition.cfm
Additionally, you may call 1.666.576.1300 to request a
hard copy of the statement.
J.P.Morgan 0026007020 150 15 00 SOUTHAF 20131002 Page 1 of 37
Confidential Treatment Requested by JPMorgan JPM-SDNY-00024214
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