SOUTHERN TRUST COMPANY,INC ACCT.
For the Period 10/1/13 to 10/31/13
Adjusted Cost Unreakzed Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
Non-US Fixed Income
PETROLEOS DE VENEZUELA S 86.50 2.00.000.00 1,730,00.03 1,800,000.00 (70,000.00) 100.000.00 12.89%
5% OCT 28 2015 832.00
DM 10/28/2C09
HELD BY EUROCLEAR
ISIN XS0460546525 SEDOL 8580GP8
71688A-9B-9
Foreign Exchange & Non-USD Fixed Income
AUD CALL USD PUT 3.11 (3,000.000 00) (93,183.12) (11,040.00) (82.143.12)
FX EUROPEAN STYLE OPTION
FEB 06,2014 .92
0.9230 WINDOW10 EXPIRING 13 SEP 13
OPTION KNOCKEDIN
XAUDCA-FL-Z
AUD CALL USD PUT 1.06 (3,000,000.00) (31,876.75) (35,870.21) 3.993.46
FX EUROPEAN STYLE OPTION
FEB 06, 2014 42 .95
K060.902 Kle0.98
XAUDCA•FOZ
AUD PUT USD CALL (4,500,000.00) (43,654.50) 43,654.50
FX EUROPEAN STYLE OPTION
JAN 24, 2014 @ .89
WINDOW RKI 0.8760 UNTIL 9SEP13
XAUDPA-JE-Z
CAD CALL USD PUT 0.31 (4,590,000.00) (14,046.67) (58,500.00) 40,053 33
FX EUROPEAN STYLE OPTION
FEB 11, 2014 1.02
XCADCA-FO-Z
JP Morgan Page 7 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00024264
Chase
CONFIDENTIAL SDNY_GM_00293462
EFTA01500298