J.P.Morgan
For the Period 3/1/10 to 3/31/10
000000%41 000 21(0001 FINNY 18 20100402
Client News
FINANCIAL TRUST COMPANY INC
ATTN: JEFFREY E EPSTEIN J.P. Morgan Securities Inc. (JPMSI) Net Capital and
C/O AMERICAN YACHT HARBOR Net Capital Requirements: At December 31, 2009,
6100 RED HOOK. QUARTERS #B3 JPMSI's net capital of $7.4 billion exceeded the minimum
ST THOMAS 00802 regulatory net capital requirement of $500 million by
VIRGIN ISLANDS, U.S. $6.9 billion. The J.P. Morgan Securiites Inc December
31, 2009 audited Statement of Financial Condition may
be obtained, at no cost, by accessing the following
JPMorgan Chase 8 Co. Web site address:
httplinvestor.shareholdercomiipmorganchase/financial-
condifion.cfm Additionally, you may call the following toll
free phone number to request a hard copy of the
Consolidated Summary statement: 1.866476.1300.
Account Beginning Net Ending Net Change Stan on
Number Market Value Market Value In Value Page
Investment Account(s)
`..ANCIAL TRUST COMPANY INC 030171CC61 124,408,945.85 38.080282.93 (88,328,682.92) 2
FINANCIAL TRUST COMPANY INC 1611213812 0.00 0.00 0.00 18
Total Value $124,408,945.86 $38,080,282.93 ($118,328,882.92)
This consolidated summary is provided for informational purposes and includes assets at different entities.
(1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC"). The Asset Account
Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSI"), see "Portfolio Activity Detair.
Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMorgan Clearing
Corporation ("JPMCC"). a wholly owned subsidiary of JPMSI. Please see "Additional Information About Your Accounts" at the end
of the Asset Account Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection
Corporation CSIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMSI, see "Portfolio Activity
Detair. Such transactions are cleared and carried through JPMCC.
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Confidential Treatment Requested by JPMorgan JPM-SDNY-00035163
Chase
CONFIDENTIAL SDNY_GM_00304361
EFTA01509638