GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 4/1/13 to 4/30/13
Note: P indicates position adjusted for Pending Trade ActWity.
This is the Annual Percentage Yield (APY) which is the rate earned If balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Equity Detail
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gairaoss Accrued Div. Yield
EAFE Equity
ABB LTD 22.57 1,930 000 43560.10 41,400.85 2,159.25 1,385 74 3.18%
SPONS AOR 1.177 48
000375-20-4 ABB
ASTRAZENECA PLC 51 92 295 000 15,316 40 14.890.83 425.57 826 00 5.39%
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC 23.38 1,620 000 37.870 74 36,304.63 1.566 11 1,901 88 5.02%
SPONS ADR 706.82
06523R-I0-7 SAES Y
BAYER A G 104 44 295 000 30,810.69 29,579.20 1.231 49 532.47 1.73%
SPONS ADR 389.27
072730-30-2 BAYR Y
BHP LTD 67.22 350.000 23,527.00 27,042.45 (3,515.45) 798.00 3.39%
SPONS ADR
088606-10-8 BHP
BOC HONG KONG HOLDINGS LTD 68.81 620.000 42,661.58 42,424.80 236.78 1,953.62 4.58%
SPONS ADR
096813-20-9 BHKL Y
BRITISH AMERICAN TOBACCO PLC 111.02 490.000 54,399.80 51,491.86 2,907.94 2,041.83 3.75%
SPONS ADR 861.58
110448-10-7 BTI
JP Morgan Page 5 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045576
Chase
CONFIDENTIAL SDNY_GM_00314774
EFTA01518351