GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 7/1/13 to 7/31/13
Trade Date Per Unit
Sett 'e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase BHP LTD SPONS ADR fa 60.9627 5,181.83 BROKERAGE 85.000 61.003 (5,18523)
7/17 3.40 ESI SECURITIES COMPANY (ID: 088806-104)
7/12 Purchase BOC HONG KONG HOLDINGS LTD SPONS ADR GI 82.73 160.000 62.77 (10,043.20)
7/17 10,038.80 BROKERAGE 6.40 ESI SECURITIES COMPANY
(ID: 096813-20-9)
7/12 Purchase BRITISH AMERICAN TOBACCO PLC SPONS ADR @ 100.000 105.544 (10,554.44)
7/17 105.5044 10,550.44 BROKERAGE 4.00 ESI
SECURITIES COMPANY (ID: 110448-10-7)
7/12 Purchase DEUTSCHE POST AG SPONS ADR 0 26.2783 919.67 35.000 26.316 (921.07)
7/17 BROKERAGE 1.40 ESI SECURITIES COMPANY
(ID: 25157Y-20-2)
7/12 Purchase GDF SUEZ SPONS ADR 0 20.0639 4,313.74 BROKERAGE 215.000 20.144 (4,330.97)
7/17 8.60 TAX &MR SEC 8.63 ESI SECURITIES COMPANY
(ID: 361608-10-5)
7/12 Purchase GLAXOSMITHKLINE PLC SPONS ADR • 52.864 6,343.68 120.000 52.904 (6,348.48)
7/17 BROKERAGE 4.80 ESI SECURITIES COMPANY
(ID: 37733W-10-5)
7/12 Purchase HSBC HOLDINGS PLC SPONS ADR 0 54.8648 7,955.40 145.000 54.905 (7,961.20)
7/17 BROKERAGE 5.80 ESI SECURITIES COMPANY
(ID: 404280-40-6)
7/12 Purchase IMPERIAL TOBACCO PLC ADR et 68.335 5,466.80 80.000 68.375 (5,470.00)
7/17 BROKERAGE 3.20 ESI SECURITIES COMPANY
(ID: 453142-10-1)
7/12 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR 0 16.35 325.000 16.38 (5,323.50)
7/17 5,313.75 BROKERAGE 9.75 ESI SECURITIES COMPANY
(ID: 497350-30-6)
7/12 Purchase MTN GROUP LTD SPONS ADR O 19.1895 7,196.06 375.000 19.219 (7,207.31)
7/17 BROKERAGE 11.25 ESI SECURITIES COMPANY
(ID: 62474M-10-6)
JP Morgan Page 16 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045909
Chase
CONFIDENTIAL SDNY_GM_00315107
EFTA01518666