GMISLAINE MAXWELL -OAP HID ACCT.
For the Period 7/1/13 to 7/31/13
Trade Date Per Unit
Sett 'e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase SINGAPORE TELECOMMUNICATIONS LTD ADR G 30.5116 265.000 30.552 (8,096.17)
7/17 8,085.57 BROKERAGE 10.60 ESI SECURITIES COMPANY
(ID: 82929R-30-4)
7/12 Purchase SMITHS GROUP PLC SPONSORED ADR 41? 20.966 85.000 21.006 (1,785.51)
7/17 1,782.11 BROKERAGE 3.40 ESI SECURITIES COMPANY
(ID: 83238P-20-3)
7/12 Purchase STATOIL ASA SPONS ADR C 21.3832 7,056.46 330.000 21.423 (7,069.66)
7/17 BROKERAGE 13.20 ESI SECURITIES COMPANY
(ID: 85771P-10-2)
7/12 Purchase TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS 165.000 18.435 (3,041.74)
7/17 ADR @ 18.4048 3,036.79 BROKERAGE 4.95 ESI
SECURITIES COMPANY (ID: 874039-10-0)
7/12 Purchase TESCO PLC SPONS ADR 0 15.993 6,797.03 BROKERAGE 425.000 16.023 (6,809.78)
7/17 12.75 ESI SECURITIES COMPANY (ID: 881575-30-2)
7/12 Purchase TOTAL SA SPONS ADR C 50.3189 5,031.89 BROKERAGE 100.000 50.46 (5,045.96)
7/17 4.00 TAX 8/OR SEC 10.07 ESI SECURMES COMPANY
(ID: 89151E-10-9)
7/12 Purchase UNILEVER N V @ 41.2319 10,514.13 BROKERAGE 255.000 41.272 (10,524.33)
7/17 10.20 ESI SECURITIES COMPANY (ID: 90478470-9)
7/12 Purchase UNITED OVERSEAS BANK LTD SPONS ADR C 33.14 250.000 33.18 (8,295.00)
7/17 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY
(ID: 911271-30-2)
7/12 Purchase VODAFONE GROUP PLC SPONS ADR ft 29.43 12,949.20 440.000 29.47 (12,968.80)
7/17 BROKERAGE 17.60 ESI SECURITIES COMPANY
(ID: 92857W-20-9)
7/12 Purchase ZURICH INSURANCE GROUP-ADR fa 26.6999 7,742.97 290.000 26.74 (7,754.57)
7/17 BROKERAGE 11.60 ESI SECURITIES COMPANY
(ID: 989825-10-4)
JP Morgan Page 18 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045911
Chase
CONFIDENTIAL SDNY_GM_00315109
EFTA01518668