EFTA01518900

Alt C r - AAS GHISLAINE MAXWELL ACCT er For the Period 9/1/13 to 9130/13 Adjusted Tax Cost Unrealized Est Annual Inc. Priv° OusMky Value Original Cost Gain, Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27.47 10000.000 274,700.00 261300 00 13,400.00 19,690.00 7.17% 7 78% PFD 173080-20-1 C PN NA /I3A1 COUNTRYWIDE CAPITAL V 25.22 4,200.000 105,924.00 96,778.96 7,145.04 7,350.00 6.94% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.42 2.500.000 83,550.00 82,500.00 1,050.00 4,187.50 6.59% 6.7% PFD 1,046.88 48125E-20-7 JPM PC Total Preferred Stocks $444,174.00 $422,678.96 $21,696.04 $31,227.60 7.03% $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO 50.15 1.000.000 50,150.00 50,000.00 150.00 2.375.00 4.74% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 110.31 150,000 000 165,459.00 157,909.17 7549.83 11,850.00 7.10% VAR RT PFD STK 04/30/2049 4,970.40 DTD 04/23/2008 46625H-HA-1 BBB 43A1 Total Concentrated & Other Equity $216,609.00 $207,909.17 $7,699.83 S14,226.00 6.66% $4,970.40 J.P Morgan Account -Page 7 of 34 Consolidated Statement Page 10 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046158 Chase CONFIDENTIAL SDNY_GM_00315356 EFTA01518900