CH1SLAINE MAXWELL -TAP DVS ACCT.
For the Period 9/I / 13 10 9/30/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Amount Amount
9/3 Interest Income DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 0.31
Q .01% RATE ON AVG COLLECTED BALANCE OF
$44,370.09 AS OF 09/01/13
9/3 Div Domes! JPM STR INC OPP FD FUND 3844 a 0.024 PER SHARE 3,015.900 0.024 72.38
(ID: 4812A4-35-1)
9/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 4,784.864 0.029 138.76
0.029 PER SHARE (ID: 48121A-29-0)
9/3 Div Domest BLACKROCK HIGH YIELD BOND 08/30/13 INCOME 8,504.327 0.043 364.84
DIVIDEND 0 0.043 PER SHARE AS OF 08/30/13
(ID: 091929-63-8)
9/3 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE I 08/30/13 7,524.150 0.044 328.01
INCOME DIVIDEND e 0.044 PER SHARE AS OF
08/30/13 (ID: 27792343-7)
9/3 Div Domest HSBC FDS TOTAL RETURN 109/03/13 INCOME 3,858.567 0.005 19.29
DMDEND O 0.005 PER SHARE (ID: 40428X-154)
9/3 Div Domest PRUDENTIAL TOTAL RETURN BD-Z 08/30,13 INCOME 3,896.466 0.05 194.03
DIVIDEND 0 0.049 PER SHARE AS OF 08/30/13
(ID: 744408-40-5)
9/4 Div Domest COHEN 8 STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07
FUND INC 08/30/13 INCOME DIVIDEND 0 0.071 PER
SHARE AS OF 08/30/13 (ID: 19248X-30-7)
9/4 Dlv Domest DOUBLELINE TOTAL RET 8D-I 08/30/13 INCOME 12,498.155 0.046 569.55
DIVIDEND 0 0.046 PER SHARE AS OF 08/30/13
(ID: 258620-10-3)
J.P. Morgan Account Page 13 of 15 Consolidated Statement Page 68
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046218
Chase
CONFIDENTIAL SDNY_GM_00315416
EFTA01518959