EFTA01519058

CHISLAINE MAXWELL -TAP DYS ACCT. For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/24 Sale PRUDENTIAL TOTAL RETURN BD-Z (ID: 74440B-404) (3595.466) 14.19 55276.65 (55,795.89) (1,519.23) S 10/25 High Cost Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 10/24 Purchase METROPOLITAN WEST FDS TOTAL RET CL I 7,192.344 10.71 (77,030.00) 10/25 (ID: 592905-50-9) J.P.Morgan Account Page 15 of 15 Consolidated Statement Page 66 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046326 Chase CONFIDENTIAL SDNY_GM_00315524 EFTA01519058