CHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 11/1/13 to 11/30/13
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Galn/Loss
Settled Sales/Maturities/Redemptions
11/12 Sale BLACKROCK HIGH YIELD BOND (ID: 091929-634) (1,212.015) 8.24 9,987.00 (9,938.52) 48.48 S
11/13 High Cost
11/18 Sale PIMCO EMERGING MARKETS CORPORATE BOND FUND (1,255.199) 11.54 14,485.00 (15,401.29) (916.29) S
11/21 High Cost (ID: 72201W-85-7)
11/25 Sale PIMCO EMERGING MARKETS CORPORATE BOND FUND (1,218.151) 11.52 14,033.10 (14,948.71) (913 61) S
1126 High Cost (ID: 72201W-85-7)
Total Settled Sales/Maturities/Redemptions $38,506.10 ($40.286.62) (91.781.42) S
Trade Date Per Unit
Settle Date Type Desalt:4bn Quantity Amount Market Cost
Settled Securities Purchased
11/12 Purchase AVENUE MUT FOS TR CRED STRA INST 910.736 11.27 (10,264.00)
11/13 (ID: 05358F-30-1)
11/18 Purchase AVENUE MUT FDS TR CRED STRA INST 912.566 11.30 (10,312.00)
11/20 (ID: 05358F-30-1)
11/25 Purchase AVENUE MUT FDS TR CRED STRA INST 911.661 11.32 (10,320.00)
11/26 (ID: 05358F-30-1)
Total Settled Securities Purchased (530.896.00)
J.P.Morgan Account Page 15 of 15 Consolidated Statement Page 71
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046436
Chase
CONFIDENTIAL SDNY_GM_00315634
EFTA01519162