CHISLAINE MAXWELL ACCT
For the Period 1/1/14 to 1,31/14
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost GairuLoss Accrued Div. Yield
Non-US Equity
RIO TINTO PLC 53.31 3.000 159.92 212.23 {52.31)
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
Preferred Stocks
CMGROUP CAPITAL XIII 27.12 10,000.000 271,200.00 261,300.00 9,900.00 19,690.00 7.26%
7 7/6% PFD
173080.204 C PN NA /13A1
COUNTRYWIDE CAPITAL V 25.11 4,200.000 105,462.00 96,778.96 6.683.04 7,350.00 6.97%
7% PFD 1.837.50
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 25.71 2,500.000 64,275.00 62,500.00 1,775.00 4,187 50 6 51%
6 7% PFD
48125E-20.7 JPM PC
Total Preferred Stocks $440,937.00 $422.678.96 518,358.04 $31,227.50 7.08%
$1.837.50
Concentrated & Other Equity
JPMORGAN CHASE & CO 110.43 150,000.000 165,640.50 157,909.17 7,731.33 11,850.00 7.09%
VAR RT PFD STK 04/30/2049 2.995 35
DTD 04/23/2008
4862511-HA-1 BBB /BAI
J.P Morgan Account Page 7 of 30 Consolidated Statement Page 10
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046598
Chase
CONFIDENTIAL SDNY_GM_00315796
EFTA01519314