GHISLAINE MAXWELL -OAP HID ACCT
For the Period 2/1/14 to 2/28/14
Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any Mandel or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery IMPERIAL TOBACCO PLC ADR TRANSFER TO UBS (515.000) (41,197.43)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 36,270.85
(ID: 453142-10-1)
2/26 Free Delivery KIRIN HOLDINGS COMPANY LTD SPONS ADR TRANSFER (3010.000) (40,108.45)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 48,510.86
02/25/14 (ID: 497350404)
2/26 Free Delivery MTN GROUP LTD SPONS ADR TRANSFER TO UBS (2.625.000) (48.470.83)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 49,970.21
(ID: 62474M-10-8)
2/26 Free Delivery MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT (2,610.000) (58,793.60)
ADR TRANSFER TO UBS FINANCIAL SERVICES INC. 48565.02
TRADE DATE 02/2514 (ID: 626188-104)
2/26 Free Delivery NESTLE S A SPONS ADR REPSTG REG SH TRANSFER TO (1,055.000) (79,241.05)
UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 73,413.83
(ID: 641069-40-6)
2/26 Free Delivery NIPPON TEL 8 TEL CORP ADR TRANSFER TO UBS (2,210.000) (62,101.00)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,374.87
(ID: 654624-10-5)
2/26 Free Delivery NOVARTIS A G ADR TRANSFER TO UBS FINANCIAL (975.000) (81,705.00)
SERVICES INC. TRADE DATE 02/25/14 68,101.01
(ID: 66987V-10-9)
2/26 Free Delivery LUKOIL OAO SPONS ADR TRANSFER TO UBS FINANCIAL (1,035.000) (58,094.55)
SERVICES INC. TRADE DATE 02/25/14 64,776.50
(ID: 677882-10-4)
JP Morgan Page 11 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046682
Chase
CONFIDENTIAL SDNY_GM_00315880
EFTA01519396