CHISLAINE MAXWELL -OAP IHD ACCT.
For the Period 2/1/14 to 2/28/14
Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery ZURICH INSURANCE GROUP-ADR TRANSFER TO UBS (2,025.000) (61,306.88)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 55,63028
(ID: 989825-10-4)
2/27 Exchange VODAFONE GROUP PLC SPONS ADR REVERSE SPLIT - (1,905.000) (74,295.00)
HOLDERS RECEIVE 6 NEW SPONSORED ADRS OF 53,061.37
VODAFONE GROUP PLC, CUSIP: 92857W308 FOR EVERY
11 OLD SPONSORED ADRS HELD. (ID: 92857W-20.9)
Total Securities Transferred Out (11)322.776.63)
TRADE ACTIVITY
Note: L indicates Long Term Realized GainlLoss S indicates Short Term Realized Gain/Loss
• Settled transaction was initiated in prior statement period and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaiNLoss
Settled Sales/Maturities/Redemptions
2./5 Sale ABB LTD SPONS ADR § 24.7907 8,817.44 BROKERAGE (275.000) 24.75 8,806.32 (6,187.94') 15.88 L
2./10 High Cost 11.00 TAX 8/OR SEC .12 FIDELITY CAPITAL MARKETS 622.50 S
(ID: 030375-20-4)
2.6 Sale ABB LTD SPONS ADR 0 25.040311,268.14 BROKERAGE (450.000) 25.00 11,249.94 (9,707.94) 1,542 00 L
2;11 High Cost 18.00 TAX 8,/OR SEC .20 FIDELITY CAPITAL MARKETS
(ID: 000375-20-4)
Total Settled Sales/Maturities/Redemptions $18.056.26 1515.875.88) $1,667.88 L
1622.60 S
J.P. Morgan Account age 13 of 15 Consolidated Statement Page 47
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046740
Chase
CONFIDENTIAL SDNY_GM_00315938
EFTA01519454