J.P.Morgan
GHISLAINE MAXWELL
For the Period 11/1110 to 11/30/10
Trade Settlement Per Unit
Date Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
10126 11/16 Purchase COUNTRYWIDE CAPITAL V 4.200.000 23.519 (98.778 96) •
7% PFD
COUNTRYWIDE CAPITAL V
7% PFD
@ 23.4688 96568.96
23.4688 98,568.96
BROKERAGE 210.00
J.P. MORGAN SECURITIES LLC
TRADE DATE 10/26/10
11/18 11/23 Purchase GENERAL MOTORS CO 1,000.000 50.00 (50,000.00)
CV PFD B
50.00
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/18/10
11/18 11/23 Purchase GENERAL MOTORS CO 1,500.000 33.00 (49,500.00)
3360
J.P. MORGAN SECURITIES LLC
TRADE DATE 11/18/10
Total Settled Securities Purchased ($99,290.00)
Estimated
Trade Settlement Per Unit
Date Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
11/29 12/2 Purchase GERON CORP 1.000.000 5.659 (5,709.32)
Page 19 of 34
Confidential Treatment Requested by JPMorgan JPM-SDNY-00047826
Chase
CONFIDENTIAL SDNY_GM_00317024
EFTA01520506